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Securities and investment advisory services offered through Royal Alliance Associates, Inc. (RAA) Member FINRA / SIPC. RAA is separately owned and other entities and/or marketing names, products or services referenced here are independent of RAA.  RAA does not provide tax or legal advice.

This communication is strictly intended for individuals residing in the state of Oregon. No offers may be made or accepted from any resident outside the specific state referenced.

The information being provided is strictly as a courtesy. When you link to any of the web sites provided here, you are leaving this web site and assume total responsibility and risk for your use of the web sites you are linking to. 

IMPORTANT CONSUMER INFORMATION:

A broker-dealer "BD", investment adviser "IA", a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment adviser, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

 

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Check the background of this financial professional on FINRA's BrokerCheck